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Guidance

Overview

Estate Planning and Tax Consideration

A Clause by Clause Breakdown of Your Will

Signing and Witnessing Your Will

Aftercare - Revision and Safekeeping of Your Will

Overview

Why do I need a Will? - A Last Will and Testament is the only way that you can control what will happen to your property after you die, and to make sure that your wishes are respected. If you die intestate (without having made a Will) then the law will determine how your property is distributed, which is unlikely to be in line with your own wishes.

By making a Will you can ensure that people who you know and trust are appointed to administer your estate and look after any children, instead of being chosen by court officials. If your property is worth a large amount of money you can arrange your affairs and finances to minimise the amount of inheritance tax which comes out of your estate that your beneficiaries will have to pay. Your Will can also be used to express funeral preferences.

What is Intestacy? - When someone dies without leaving a valid Will, they are said to have died intestate, and the court will appoint 'administrators' who will take charge of the estate. Although these administrators will usually be close family members, they will have no control over how the estate is divided up and are required by law to distribute the estate in accordance with the 'rules of intestacy'.

People often think that if they die intestate everything will go to their spouse or partner, but this is not the case. The rules are quite complicated, but generally speaking everything up to a certain legally defined limit will go to the spouse or civil partner of the deceased, and everything over this amount will be divided up between children, siblings and other more distant relatives. This may mean that a spouse inherits far less than they had expected.

The rules of intestacy only provide for an estate to be inherited by spouses, civil partners and certain close blood relatives. If there are none of these, then the whole estate becomes the property of the crown. Unmarried couples can never inherit under the rules of intestacy, no matter how long they have been together.

Who can make a Will? - In England and Wales everyone who is of legal age and sound mind can make a Will. This means that:

  • Minors (people aged under 18) cannot generally make a Will, although special exceptions apply to certain minors such as those serving in the armed forces;
  • Anyone who has a history of mental illness, disorder, or condition which may (or could be argued to) affect their judgement should speak to a doctor before making a Will. It may be necessary to ask your doctor to sign a declaration of capacity attached to your Will in order to prevent it being challenged after your death. In situations such as this, you should take appropriate legal advice.

If you are married or you have a civil partnership then both you and your spouse or partner should make a Will. Many married couples and civil partners make "mirror Wills" which are identical in most respects, and name the surviving spouse or partner as sole executor and beneficiary.

If you are not married but you live with someone or have a long-term partner that you wish to provide for after your death, the only way you can do this is by making a valid Will. It is important to remember that the rules of intestacy will not allow unmarried partners to inherit.

How long does a Will remain in force? - Once a Will has been signed and witnessed it will remain in force until the executors have carried out your wishes after your death, unless the Will is revoked. A Will can be revoked in one of the following ways:

  • By signing a deed of revocation, or by making a new Will which specifically revokes any previous Wills;
  • By destroying the Will deliberately and with the intention that it should be revoked;
  • By marrying or re-marrying, or by entering into a civil partnership unless your Will specifically states that it is made in contemplation of that marriage or civil partnership.

When should I prepare a new Will? - You should review your Will regularly to make sure that it still meets your needs. There are a number of reasons why you may need to amend or re-write your Will:

  • Marriage or Civil Partnership - Unless you specify otherwise in your Will, it will be revoked by any subsequent marriage or civil partnership which you enter into.
  • Divorce or Dissolution of Civil Partnership - Divorce or dissolution do not revoke a Will, but if your former spouse or civil partner is named as a beneficiary, then he or she will not be able to inherit under your Will unless it specifically states otherwise, nor will he or she be allowed to act as an executor.

It is important to note that separation has no effect on a Will, and if you are separated from a spouse or civil partner then you should review your Will.

  • You have become a Parent - Starting a family is a crucial time to write or amend your Will, so that you can guarantee that your children have financial security if anything were to happen to you. Also it is an opportunity to appoint guardians to take care of your children in the event of your death.
  • Changes in the Law - From time to time the law changes, and new legislation is most likely to affect your Will if it relates to inheritance tax. In these cases it may be necessary to take advice on whether your Will is still suitable, or whether new measures are necessary to minimise the tax liability of your estate.
  • Changes in your Personal or Financial Situation - Gaining new assets may mean that your estate becomes large enough to attract inheritance tax, in which case you should take advice about planning your estate to minimise tax liability. Alternatively, if you sell or lose assets or give someone an advance on their inheritance, your estate may no longer be large enough to provide for all of the gifts you have left in your Will. In these circumstances it is best to revise your Will to avoid future disputes.

Estate Planning and Tax Consideration

There are a number of taxes which may be charged on your estate when you die, but the most important of these is Inheritance Tax (IHT).

Currently the first £325,000 of your estate is tax free (the nil rate band). However, when calculating the value of your estate for tax purposes the law does not only take into account the value of your assets at the time of your death, but also any non-exempt gifts which you have made during the 7 years immediately preceding your death.

If the total value of your estate is less than £325,000, then you will not pay any tax. However, if your estate is worth more than this, then the portion of your estate which is over this threshold will be taxed at a rate of 40%.

Any property which passes to your spouse or civil partner is exempt from tax. For example, if you have £1 million you can pay £675,000 to your wife and give the other £325,000 to friends or relatives without paying tax. If you leave all of your property to your spouse or civil partner, then he or she will also be able to make use of your nil rate band on their own death - this means that the first £650,000 of their estate will be tax free.

Our standard Wills are not designed to be tax efficient, and if you are concerned that you may have to pay Inheritance Tax we can put you in touch with a specialist Financial Advisor or Estate Planner who can help you to make arrangements for your finances in a tax efficient way and reduce your tax liability.

A Clause by Clause Breakdown of Your Will

Executors and Trustees - An Executor is a person who you appoint in your Will to have responsibility for managing your estate after your death. He or she will collect in your assets, arrange for valuations of the estate, pay any inheritance tax due, pay your funeral expenses and settle any outstanding debts. Executors will obtain a Grant of Probate from the court in order to dispose of your assets, sell any property which needs to be sold, and distribute your estate in line with the terms of your Will.

By law, you must appoint at least one executor in your Will, although it is preferable to appoint two so that the responsibilities can be shared, and so that your executors can hold each other accountable for the way in which they discharge their duties. It is recommended to appoint reserve executors in case the original executors are unable to continue their duties.

The most important thing to consider when choosing your Executors is whether they are reliable and trusted to respect your wishes. You can appoint a beneficiary as an Executor, and it is very common for people to appoint the main beneficiary as executors, and whilst many people do this to make the administration of the estate easier it is not recommended that you appoint a solicitor or firm of solicitors as the sole executor as they will have a limited understanding of your wishes and your relationship with the beneficiaries of your Will.

Sometimes, money or property is not given to beneficiaries outright. Instead, it is held or invested for their benefit. This commonly happens when you leave substantial assets or property to a person who is under 18. This money or property is paid to the person who you appoint as Trustee, who will manage the money on behalf of the beneficiaries until the time comes to pay it according to the terms of your Will.

You can appoint anyone you like as Trustees, but our Wills appoint the same people to act as both Executors and Trustees. This is usual practice and makes the administration of your estate easier.

Guardians - A Guardian is a person you appoint in your Will to stand in your place as a parent. On your death, your appointed Guardians will have parental responsibility for your children who are under 18 years old, and will make decisions regarding their care and wellbeing.

The powers of Guardians include making decisions about where your children will live, who they will live with and where they will go to school. It is important that you appoint people you trust, and who share or respect your values because the parental responsibility which guardians are endowed with extends to make decisions about your children's religious and moral instruction. The Guardians and Executors are often the same people as the Executors and Trustees, but this is not necessary. If you chose different Guardians and Executors then it is important to choose people who can co-operate because whilst the Guardians make decisions about how your children will be cared for, the Executors and Trustees make decisions about how - or if - that care will be funded.

People frequently appoint guardians on the understanding that their children will live with the guardian, but this is not necessary. The main role of a Guardian is to make decisions about the care a child receives, not necessarily to provide that care themselves. You should always discuss these issues with your preferred Guardian(s) before you appoint them and make sure that they are willing to assume these responsibilities.

If you fail to appoint a Guardian for your children, then decisions about who will have parental responsibility after your death will be made by the courts following negotiation between your family and your local social services department.

It is always advisable that you seek legal advice in complex family situations such as:

  • You and the other parent are divorced or are in the process of divorcing;
  • You were not married to the other parent when your child was born and have not obtained parental responsibility or you are not named on the child's birth certificate;
  • There is a court order in force or pending which relates to parental responsibility for your child.

Beneficiaries - Beneficiaries are the people who will inherit money or property under your Will. Any person can be named as a beneficiary, and whilst there is very little difficulty in leaving any kind of gift to an adult (that is over 18), other types of beneficiaries can be more complicated:

  • Children - If you make a gift to your children, but do not specify them by name then the gift will be divided equally amongst all your children. This does not include step-children, but does include children who have been adopted or who have not yet been born, and also includes illegitimate children, whether you are aware of their existence or not. You can avoid this confusion by specifying your children by name, although this does mean that any children who are not specifically named will not inherit. All of our Wills specify gifts to children by name and if you subsequently have more children you will need to revise your Will.
  • Minors - A minor is a person under 18 years old. Minors cannot own substantial assets such as company shares or interests in land, nor are they capable of receiving these gifts by Will. If your Will provides assets to a beneficiary who is a minor at the time of your death, these assets will be held on trust until he reaches the age of 18.

Before a minor reaches the age of 18 your Trustees will have the power to pay the interest or income from the property towards the education or benefit of the minor. They may also sell the property and advance money for the benefit of the minor, but only if there is a good reason for doing so.

  • Charities - You can leave money or property to a charity, which will be exempt from inheritance tax. When giving money to a charity it is important to specify an existing registered charity, as a gift which is for a purpose rather than an identifiable beneficiary may fail or could make the administration of your estate more complicated.

For example, make a specific gift to 'The Red Cross' rather than a gift 'for the purpose of improving medical facilities in third world countries'.

  • Political Parties - You can leave money to political parties, but remember that these organisation do not have charitable status and your gifts are not exempt from Inheritance Tax.

Specific Gifts and Legacies - Your Will can provide for specific sums of money or items of property to be given to named beneficiaries. After any taxes, debts and expenses have been paid, specific gifts will be distributed from your estate. Anything which is left over and which you do not give as a specific gift forms the remainder or 'residue' of your estate.

Specific gifts do not need to have any monetary value. Very often they are items which have some special emotional significance, for example, photographs and keepsakes. You might have inherited a family heirloom yourself which you now wish to pass on. You should make it clear who is to receive each gift, and you should describe the gift in sufficient detail to enable it to be identified. However, you should avoid being too specific with money, for example a gift of '£1000 from my bank account no.123456' will fail if the account does not contain enough money, even if there is plenty of money in your other accounts.

Sometimes an item or piece of property is used as security for a debt. For example, your house may still have a mortgage outstanding on it. Charges of this type are termed 'encumbrances' and when you make a gift of property which is subject to an encumbrance the beneficiary will be liable to pay for this encumbrance unless you specify otherwise, in which case the encumbrance will be paid from the residue of the estate.

Gift of Personal Chattels - You can specify someone to whom you would like to give your 'personal chattels' to, such as gifts of clothing and household furniture. If the personal chattels are not made as gifts, they will become part of the residue of your estate and will be sold and divided equally amongst your residuary beneficiaries.

For example, you may want to leave the residue of your estate to your children, but for your spouse to have all your personal possessions.

Providing for Pets - It is not possible for a pet to be a Beneficiary of your Will, instead pets are treated as items of personal property and can be given as gifts to a beneficiary, either by themselves or together with a sum of money to pay for their upkeep.

Our Wills contain a standard clause which allows a Trustee to give your pets to an animal rehousing charity in the event that the beneficiary declines or is unable to take the pet.

The Residuary Gift - Any money or property which is left over after all debts, taxes, expenses and specific gifts have been paid is called the residue of your estate. Your Will must contain a residuary gift which deals with this portion of your estate, or else the law will treat you as someone who has died partially intestate and the residue will be distributed according to the rules of intestacy. The way in which your individual Will distributes your residuary estate will depend on the options which you have chosen:

  • Life Interest - You may wish to give someone the income from your property, but to leave the property itself to someone else. This is done by giving a beneficiary a life interest in the property. Your Trustees will pay the income or interest from the property to the person you specify and when that person dies the property will be divided according to your instructions.

This is usually the case where you want to provide for your spouse or partner whilst they are living, but you ultimately want your children to inherit.

Life interests are complicated, and our Wills only allow you to create a life interest in the whole of the residual estate. If you want to create a life interest over a specific piece of property, then you should take legal advice.

  • Residual Gift to Specified Beneficiaries - You may divide your estate amongst a number of named beneficiaries, either in equal shares or in shares which you specify.
  • Residual Gift to Children - This is essentially the same as a residual gift to specified beneficiaries, except that if any of the named children die, their share will be divided equally amongst their own children (your grandchildren).
  • Replacement Residual Beneficiaries - If one of your original beneficiaries dies before you, the gift cannot pass to anyone else unless you have specifically allowed for this in your Will. If you have not, then there will be a partial intestacy and that portion of your estate will be distributed according to the rules of intestacy. You should always specify a reserve beneficiary to avoid this possibility.

If you have more than one residuary beneficiary, instead of specifying a replacement you can make provision that if one dies, their portion will be divided equally amongst the remaining beneficiaries.

Funeral Wishes - If you have any specific wishes for your funeral, you can outline these in your Will. For example, you may specify a burial or cremation, request that a service is conducted in a particular venue or place of worship and, if being cremated, that your ashes are scattered in a particular location.

Administrative Provisions - These provisions give additional powers and protections to your Trustees and make the administration of your estate easier. They are standard provisions and provide the following:

  • Your Trustees and Executors will not be liable for any loss caused by simple errors of judgement regarding the best way to invest your estate;
  • If you specify a gift to a charity which fails because that charity no longer exists, your executors and trustees may redirect the gift to a suitable alternative charity;
  • IF your Trustees hold property for a minor, they may use that property to benefit the minor if it is reasonable in the circumstances.

If you have any concerns about these provisions, or the affect which they will have on the administration of your estate, you should take legal advice.

Signing and Witnessing Your Will

Remember, your Will is not valid until it has been properly signed and witnessed. You should arrange to do this soon as possible, but you should check your Will before you do so. If after reading this manual you are concerned about any of the provisions or their effect then you should seek legal advice. By signing this Will you are agreeing to Claims Financial Ltd's terms and conditions of service, including the disclaimer and terms of use which are reproduced on the first page of this booklet.

You must sign your Will in the presence of 2 witnesses, and then they must both sign and date the Will in your presence and in the presence of each other. This means that:

  • All 3 of you must be in the room together, and no signing should commence prior to this;
  • When one person is signing, the other two should be watching him or her sign;
  • None of you should leave the room until the Will has been signed and witnessed.

When choosing your witnesses you should opt for reliable people who can be easily traced, and you must bear in mind the following restrictions:

  • Beneficiaries & their Spouses - Neither a beneficiary nor the spouse or civil partner of a beneficiary should witness your Will. If a beneficiary or his spouse or civil partner witnesses your Will this will not affect the validity of your Will, but that beneficiary will NOT be able to inherit under the Will
  • Executors and Trustees - Your Executors or Trustees, or their spouses or civil partners can act as witnesses to your Will unless they are also beneficiaries, in which case they will not be able to inherit under the Will if they witness it.
  • Blind - Because of the legal requirement that your witnesses must see you signing the Will, a blind person cannot act as a witness.
  • Minors and People who lack Mental Capacity - Minors cannot witness the signing of a Will, and nor can people who lack mental capacity. You should avoid using a witness who is very old and infirm as their capacity to act as a witness could subsequently be questioned, which may cause your Will to become invalid.

Aftercare - revision & safekeeping of your Will

Revising your Will - From time to time you should review your Will to make sure that it still meets your needs. If you want to make alterations to your Will you should seek legal advice and then either:

  • Make a new Will which revokes your previous Will and gives effect to the required revisions.
  • Make a codicil, which is a document which confirms the existence of your Will, but alters its provisions.

NEVER attempt to revise or alter the provisions of your Will by physically changing or editing your existing Will. This includes adding or crossing out annotations, words or provisions. These actions will render your Will invalid.

Storing your Will - After it has been signed and witnessed, your Will should be stored in a safe place at home, or given over for safe keeping to a bank, solicitor, or other professional document storage company. You should make sure that your family and close friends know where the Will is kept.

You should store your Will securely in a folder in loose-leaf format. You should not staple, clip or attach any other document to your Will.

It is advisable to make photo-copies of the Will in the event that the original is accidently lost or destroyed, but you should clearly mark this as a copy. You may choose to send a copy of your Will to the Probate Registry to ensure that no unauthorised attempts to administer your estate succeed.